Aaron Nicodemus

AI is top of mind in compliance. CCOs and their teams are being asked to apply AI tools to compliance use cases in order to reduce manual processes, reduce costs, and reduce (or, in best cases, reallocate) headcount.

In-depth analysis and peer practice for 10,000+ risk and compliance leaders. HQP benchmarking, LPEC certification, and the ECI Compliance Week App included.

Two of every three respondents to the Inside the Mind of the CCO survey reported that the compliance function influences business strategy within their organization.

Chief compliance officers are more likely to report to the general counsel or legal department within their organization than to any other executive or governing body, according to the 2025 Inside the Mind of the CCO (ITM) survey

The U.S. Securities and Exchange Commission (SEC) has created a new position on AI and examinations for broker-dealers and investment advisers.

Retaliation against whistleblowers is often thought to be a series of noticeable events. It starts with turning a previously positive workplace into a hostile one.

The Securities and Exchange Commission (SEC) has highlighted a compliance failure in a New York registered investment adviser's handling of client

A former executive at Mayo Clinic has accused the organization of using AI tools that compromised patient privacy, manipulated data, and blew past institutional review protocols.

In-depth analysis and peer practice for 10,000+ risk and compliance leaders. HQP benchmarking, LPEC certification, and the ECI Compliance Week App included.