Martina Barash

An Exelon Corp. investor has filed a new derivative suit against the Commonwealth Edison parent company’s executives and directors as a backstop to objections lodged against a pending $40 million settlement over bribery-related claims.

A lawsuit over securities ratings that has seen almost no activity since 2012 ended in a win for Moody’s Investors Services Inc. and McGraw-Hill Cos., the corporate parent of Standard & Poor’s Financial Services LLC.

Nikola Corp.‘s statements about its manufacturing standards concealed battery problems in its electric trucks, causing investor losses when fires occurred, a shareholder alleges in new proposed class action.

“Bad actors” have sought personally identifying information from veterans and other users of 3M Co.'s combat earplugs who are participating in a $6 billion hearing-loss settlement in the latest scam attempt involving a major litigation deal.

A securities broker is asking the D.C. Circuit to overturn a lower court order rejecting his challenge to the power of FINRA to pursue him for alleged ethics violations.

Gridsum Holding Inc. and investors have agreed on the outlines of a settlement in a securities suit focused on accounting and tax statements the software company made in connection with its 2016 initial public offering.

Meta Platforms Inc. must face investors’ securities fraud claims tied to data-harvesting scandals involving political consulting firm Cambridge Analytica and other apps, the Ninth Circuit said Tuesday.

A Financial Industry Regulatory Authority enforcement action against a securities broker should be halted because the private regulator’s procedures and structure are unconstitutional, the broker alleges, echoing two previous lawsuits.

Anadarko Petroleum Corp. and investors who say the company misled them about a new oil field both faced sharp questions Thursday at the Fifth Circuit in an appeal seeking to reverse class status for shareholders.

The SEC’s adoption of a new interpretation of the term “dealer” in February threatens to “bulldoze” the nascent digital assets industry, two cryptocurrency associations said in a lawsuit Tuesday.