Melanie Waddell

What You Need To Know FINRA's Board has filed three rule proposals with the SEC for approval. One seeks to make remote inspections permananent.

What You Need To Know FINRA has fined Merrill Lynch $225,000 for failing to identify and report customer complaints.

The Social Security trustees reported June 9 that the Old-Age and Survivors Insurance (OASI) Trust Fund will be able to pay 100% of scheduled benefits

What You Need To Know Advisors are not all-in on Labor's plan. "Not even close," Jeff Judge says.

What You Need To Know Dynasty has formed a new division to help independent RIAs accelerate growth and create enterprise value.

What You Need To Know The Strengthening Social Security Act would phase out Social Security's wage cap.

What You Need To Know FINRA said it has expelled Reid & Rudiger and barred its co-founders. The churning and excessive trades violated Reg BI and other FINRA rules.

What You Need To Know Sixty-two percent of Americans have encountered fraud or know someone who has, the report found.

Stifel Financial has settled another dispute tied to barred broker Chuck A. Roberts' structured notes strategy. This one, settled May 11, totaled $3 million.

What You Need To Know JPMorgan terminated Brent Ryan Bodner after he used a corporate credit card to fund a party at his home and passed it off as a client event at a restaurant, the bank said in a court filing.