Oisin Breen

The Westlake, Texas brokerage could take as much as 15% of revenues from $2.4 trillion of exchange traded funds on its platform. Vanguard remains a question mark.

The New York City fintech appealed to 33 million plan participants in a 3,000 word post, but mowed over concerns of 24,300-plus plan sponsors who hold Fidelity's fate as recordkeeper in their hands, analysts say.

The Berwyn, Pa. fund platform for 105,000 advisors is absorbing half the fee cut and getting managers to pay the other half as it executes on five-year plan rolled out by Bain Capital.

The Berwyn, Pa. fund platform for 105,000 advisors is absorbing half the fee cut and getting managers to pay the other half as it executes on five-year plan rolled out by Bain Capital.

LPL spent time, emotions and outside recruiting to convince Commonwealth brokers to join LPL, but won 'commitments' to transfer most Commonwealth assets to LPL's custody and clearing

LPL spent time, emotions and outside recruiting to convince Commonwealth brokers to join LPL, but won 'commitments' to transfer most Commonwealth assets to LPL's custody and clearing

Success on the high-net-worth stage at Bryn Mawr is also an audition for $93 billion of managed assets at its parent, WSFS.

Vestwell CEO's latest deal to buy a business's recordkeeping assets is also its largest, prompting an ad hoc VC raise from current backers who could see deal was too good to pass up.

Schwab's CEO refuses to rule out an eventual roll-out of a 'prediction market' service, but for now, he's focused on bolstering support for day-traders in the face of growing competition from Robinhood.

Envestnet is now in the process of hiring a new chief product officer to take over a large subset of Weiss's last brief at the firm, following her 'planned' departure.