Aaron Nicodemus is a Reporter at Compliance Week. He covers regulatory policy and compliance trends, with a focus on the financial services sector, including banking, trading, and security law enforcement. Aaron's insights and expertise have been featured in the International Compliance Association and Compliance Week.
Preston is the artificial intelligence that powers the Intelligent Relations PR platform. Meet Preston
Not enough data
Not enough data
Aaron Nicodemus predominantly covers legal and compliance aspects within the finance industry, especially focusing on government announcements and policy regulations. His articles primarily revolve around banking, compliance, money laundering, financial regulations, and SEC-related topics.
Given his focus on legal & compliance and finance & economy themes, Aaron would likely be interested in receiving pitches from individuals with expertise in these areas. The ideal sources for him might include professionals working directly in the fields of compliance or law related to financial institutions or those closely following regulatory developments.
While Aaron does not have a specific geographic focus mentioned, he appears to cover global issues related to banking and financial regulations without being limited by geography.
This information evolves through artificial intelligence and human feedback. Improve this profile .
By: Aaron Nicodemus
Four current or former public companies will pay a total of nearly $7 million in fines to settle charges by the Securities and Exchange Commission that they underplayed or failed to disclose material information about how the SolarWinds Orion hack affected them.
By: Aaron Nicodemus
While companies are exploring and building artificial intelligence technology, lawmakers and regulators are trying to identify what ground rules they need to set. These guardrails are what companies and governments alike believe are essential parts of ensuring safe and responsible use of the technology.
Two affiliates of JPMorgan Chase have agreed to pay $151 million to settle five separate enforcement actions for making misleading disclosures, breaching fiduciary duties, and other failures related to investors.
While companies are exploring and building artificial intelligence technology, lawmakers and regulators are trying to identify what ground rules they need to set. These guardrails are what companies and governments alike believe are essential parts of ensuring safe and responsible use of the technology.
The U.S. Treasury Department has issued a final rule–and created a new division to oversee it–that will attempt to limit outbound investments to China related to sensitive technologies with military applications.
Companies are adopting artificial intelligence tools at a breakneck pace, but it’s increasingly clear that they set guardrails early. AI leaders say that approaching the technology with safety and ethics in mind will help ensure its upside benefits, while avoiding the significant risks it poses as well.
By: Aaron Nicodemus
Canada's anti-money laundering regulator fined Toronto-based real estate firm Jones Lang Lasalle $107,827 Canadian dollars ($77,632) for six violations of its anti-money laundering rules, after discovering gaps in recordkeeping and reporting requirements for know your customer rules.
Navy Federal Credit Union will pay a $15 million fine and return $80 million in “surprise” overdraft fees to its members to resolve an enforcement action from the Consumer Financial Protection Bureau.
The U.K. has issued 56 new sanctions against entities and individuals involved with Russia’s war effort, including several private mercenary groups operating in Africa that are connected to the Kremlin.
Law enforcement officials stumbled on TD Bank’s role in money laundering while investigating a Mexican drug cartel. They found that the bank’s corporate culture considered compliance, particularly BSA/AML compliance, a low priority. As they dug deeper, authorities discovered that multiple money laundering schemes had infiltrated the bank’s network.
(833) 317-6278 
