Connor Hussey

Municipal advisor Hamlin Capital Advisors and Michael Ferrell Braun have been charged by the SEC for failing to disclose material conflicts of interest to its charter school clients.

The Municipal Securities Rulemaking Board has put out a request for information on its rate card fee setting process, further indication that the

Lawyers are beginning to flesh out what the specifics of what a second Trump Administration may look like, and what we can expect before Biden passes the baton.

A second Trump administration is expected to make some changes, whether big or small to the state and local tax deduction, an issue Trump campaigned on and that has been talked about within the context of tax reform for years.

The Municipal Securities Rulemaking Board is seeking volunteers for a new Technology Advisory Group as well as for its now re-established Compliance Advisory Group for FY 2025.

A sign outside the Financial Industry Regulatory Authority office.

The board is seeking one municipal advisor, one broker-dealer and two public representatives to join the board for FY 2026.

A sign outside the Financial Industry Regulatory Authority office.

The Financial Industry Regulatory Authority has fined New York-based Drexel Hamilton $300,000 in addition to charging four of its registered

Panelists at the SEC, FINRA and MSRB joint Compliance Outreach Program looked at the state of municipal advisor regulation and how the Commission could respond going forward.