Dan Shaw is a reporter for Financial Planning, a publication under Arizent. With a focus on finance and wealth management, Dan covers a range of topics including investment strategies, regulatory changes, industry trends, and profiles of professionals in the field. His work has also been featured in American Banker, Employee Benefit News, and The Bond Buyer.
Preston is the artificial intelligence that powers the Intelligent Relations PR platform. Meet Preston
United States (National)
Not enough data
Dan Shaw's coverage heavily focuses on the financial services industry, with an emphasis on data-driven insights and press releases. His articles often feature predictions, rankings, and highlights related to wealth management, personal finance, and financial regulations.
Given his reliance on citing data and press releases in his articles, Dan is likely to be responsive to pitches backed by comprehensive research findings or industry-specific data that can offer unique insights into trends within the financial advisory sector.
Considering the themes covered in his articles such as business & industry, personal finance, legal & compliance along with topics like financial advisors and retirement planning; experts well-versed in these areas would have a good chance of grabbing his attention.
This information evolves through artificial intelligence and human feedback. Improve this profile .
RBC Wealth Management pulls wealth teams from Morgan Stanley, and Citi hires a wealth lending head from Goldman Sachs.
By: Dan Shaw
Cinda Collins alleged before a FINRA arbitration panel that RBC fired her in late 2019 in an attempt to "steal much of her book of business without compensating her for it."
In trying to claim the title "No. 1 global wealth manager," Citi is putting a lot of stock in its ability to secure client referrals through its bank. Will it be enough?
The two firms are among the many wealth managers now being sued over allegations that they failed to obtain fair returns for their clients on their uninvested cash.
By: Dan Shaw, Marcin Cymmer
State regulators are considering new restrictions that would prevent just anyone in the financial services industry from taking on the label "advisor." And they're also proposing a new best interest conduct standard similar to the one that now applies to broker-dealers at the federal level.
Regulators say Invesco felt pressure to overstate its investment support for environmental, social and governance causes for fear that hundreds of billions in AUM would walk out the door.
By: Dan Shaw, Jacob Lund
Advisor recruiting is constantly roiling the wealth management industry.
A lawyer in the case says his legal team was able to present text messages showing a Stifel wealth manager had been touting complex structured notes as low-risk investments.
By: Dan Shaw
The firm's new policy of keeping discrimination complaints out of court isn't sitting well with at least two financial advisors.
Big firms would be paying $415,000 a year more by 2029, while most brokers would see a far smaller hit.
(833) 317-6278 
