Karmen Alexander is an Associate Editor at AdvisorHub. She specializes in the BFSI sector, focusing on financial services, wealth management, asset management, and investment strategies, while also covering critical topics such as corporate finance, data breaches, and cyber attacks. Karmen's insights and expertise have been featured in various publications, including AdvisorHub.
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Karmen Alexander's coverage of financial news is heavily focused on legal and regulatory aspects, business developments, and private sector announcements within the United States. To effectively pitch to her, consider offering insights from experts in finance law or compliance issues related to brokerage firms or wealth management.
As Karmen primarily covers news related to employment disputes and revenue sharing among brokerage firms, she may particularly be interested in receiving pitches that provide expert commentary on recent legal actions taken by regulators against financial institutions or individuals.
Given her national focus on the United States, ensure that any pitched content pertains specifically to events or developments occurring within the country’s financial industry.
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Shaun Cosby (left) and Edward Powell, who joined Morgan Stanley from Merrill Lynch.
Team is led by advisors Donald H. Kinsey, Travis P. Moss and Matthew J. Pickett.
(L to R) Ernest A. Osle, Chad J. Torelli and Robert B. Perlman, who joined Rockefeller from UBS in New York City.
KWM Wealth Advisory, which joined Raymond James from Stifel's former independent unit.
By: Karmen Alexander
A fired Morgan Stanley broker in Westfield, Indiana, was suspended by the Financial Industry Regulatory Authority for 14 months over allegations that he recommended a speculative options strategy that was not in his customers’ best interest, mismarked trades and communicated through unapproved text messages.
By: Karmen Alexander
Advisor attrition at UBS Wealth Management USA remained elevated in the first half of 2026 and remains on pace to rival or exceed last year’s levels.
The Financial Industry Regulatory Authority censured and fined RBC Capital Markets $275,000 for failing to establish and implement reasonable anti-money laundering policies and procedures, according to a settlement letter.
The Focus Wealth Management team, which joined RBC from UBS in Palm Beach Gardens, Florida.
By: Karmen Alexander
Alfred J. Hammond, who moved along with five other advisors to Merrill's private wealth unit on July 30.
By: Karmen Alexander
United Capital Financial Advisors has revived its lawsuit against independent broker-dealer Osaic, filing an amended complaint that recasts the case as one involving the misuse of confidential acquisition materials rather than simply the poaching of a team of advisors.
