Karmen Alexander

A pair of Ameriprise Financial brokers managing $550 million in assets returned to Wells Fargo Advisors in Southlake, Texas, according to a spokesperson for the hiring firm.

JPMorgan Chase & Co. is not backing down following a high-profile arbitration loss last week tied to a Los Angeles broker’s Super Bowl party expense.

Jaslinne Lopez (left) and James Graves, who joined Rockefeller from Morgan Stanley on May 29.

TruCore Advisors, including Joseph Minaudo (left) and Christopher Lee (right), who joined Morgan Stanley from J.P. Morgan.

AdvenVest Wealth, led by Sylvia Garcia (center), joined Raymond James on May 12.

Edward D. Jones & Co. is adding products from J.P. Morgan Asset Management and T. Rowe Price as part of an effort to expand its workplace retirement plan business.

Adam Cloyd (left) and Don Cobb, who joined &Partners from Wells' FiNet in Indianapolis.

Stifel Financial has paid $3 million to settle another claim involving barred broker Chuck Roberts and his structured note strategy, according to his BrokerCheck record

JPMorgan Chase & Co. has filed a motion to vacate a high-profile arbitration award that ordered the firm to pay $4.25 million in damages to a broker it fired over allegations that he improperly expensed a deli platter for a Super Bowl watch party.

Darren Wald (left) and David Snyder, who joined Citizens from Morgan Stanley.