Mason Braswell is the Editor In Chief at AdvisorHub. He specializes in the BFSI sector, focusing on financial services, trading, investment, and legal affairs, with particular interest in wealth management, stocks and bonds, trade laws, and trading technology. Mason's insights and expertise have been featured in various industry publications, highlighting his contributions to the evolving landscape of finance.
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Mason Braswell's coverage predominantly focuses on financial services, wealth management, brokerage firms, and financial advisors. His articles often cite data and legal policy regulation. From the themes covered and topics addressed in his articles, it is evident that he concentrates on business & industry as well as finance.
Given this focus, individuals or organizations with expertise in the financial services industry may find success when reaching out to Mason. Sources who can provide insights into trends within wealth management, brokerage firms' operations, regulatory changes affecting the industry or have pertinent data to support their claims are likely to capture Mason's attention.
As there is no specified geographic focus for his reporting, experts from various regions could potentially offer valuable perspectives if they have unique insights relevant to global or national trends within the financial services sector.
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By: Karmen Alexander, Mason Braswell, Miriam Rozen
Stifel Financial’s retail broker-dealer was ordered to pay almost $133 million in an arbitration tied to an embattled Miami broker’s structured note strategy, according to an arbitration award finalized on Wednesday.
By: Karmen Alexander, Mason Braswell
Stifel Financial lost its raiding and breach-of-contract claim against a large Indianapolis-based team and was instead ordered to pay more than $7 million to cover the advisors’ legal tab, according to an arbitration award finalized on Friday.
Sergio Ermotti, chief executive officer of UBS Group AG. Photo Credit: Stefan Wermuth/Bloomberg.
By: Karmen Alexander, Mason Braswell
The class is among the largest to earn the title, which is based largely on annual revenue metrics, according to a source close to the company.
San Diego-based LPL could increase its advisor headcount by about 10% if all 2,900 Commonwealth brokers join.
By: Miriam Rozen, Mason Braswell
Remote-working advisors were scrambling on Monday following a memo from Morgan Stanley Wealth Head Jed Finn.
By: Miriam Rozen, Karmen Alexander, Mason Braswell
Trading and client account access systems at LPL Financial, the nation’s largest independent broker-dealer, were suffering from outages for hours on Thursday, according to two advisors at the firm.
By: Karmen Alexander, Mason Braswell
The firm, which has grown to 81 teams since launching 18 months ago, recruited on Wednesday a $2 billion team from Wells Fargo’s FiNet.
By: Mason Braswell
Executives said that client engagement has hit an all-time high in the past two weeks, and there is “big demand” from advisors who want to join.
By: Miriam Rozen, Mason Braswell
Bank of America is making steady progress towards its ambition of more closely tying its Merrill Lynch retail brokerage unit with its consumer bank, executives said on Thursday.
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