Leo Almazora

Devoe's latest tracking of deal activity for the month shows 39 record-breaking transactions, including four-fifths that featured private equity.

The regulatory coalition is proposing revisions to its model rule governing broker-dealers, which would include aligning it with Reg BI principles.

Research suggests Gen Y investors' embrace of index investing could create an entry point for advisors looking to work with the next generation.

Trump's victory at the polls extends a string of good news for US banks, including a sunny lower-rate outlook and a potential dealmaking revival.

New reports show robust inflows into equity strategies, a spike in China ETFs interest, and a new record in active bond strategies.

The broker-dealer giant's latest additions in Florida, North Carolina and Georgia are starting anew at RayJay's independent advisor channel.

The RIA aggregator's latest deal gives it a sixth New Jersey location while pushing its assets managed to $96.6 billion.

The platforms' alliance will address a major barrier for advisors that want to incorporate annuity and insurance products into their practices.

Following a $300 million investment, LPL is set to gain $60 billion in assets from Prudential's broker-dealer and RIA business.

The lobbying group's regulatory wish list to the president-elect's transition team includes reforms around ETF innovation, private-market products, and slashing regulatory costs.