Nicola M. White

Cantor Fitzgerald LP agreed to pay $6.75 million to settle US Securities and Exchange allegations that it misled investors in two blank-check firms before their stock-market debuts.

Elon Musk renewed his longstanding feud with the Securities and Exchange Commission on Thursday by posting a letter that said the agency is investigating his brain-computer interface company, Neuralink Corp.

Elon Musk reanudó el jueves su larga disputa con la Comisión de Bolsa y Valores de Estados Unidos al publicar una carta en la que afirmaba que el organismo está investigando su empresa de interfaces cerebro-ordenador, Neuralink Corp.

What You Need To Know The firm, led by Howard Lutnick, misled investors in two blank-check firms before their stock-market debuts, the SEC says.

The US derivatives market watchdog had a record $17.1 billion year cracking down on alleged fraudsters and market manipulators but could now become a victim of its own success as it looks to reward those who helped.

(Bloomberg) -- A unit of Deutsche Bank AG agreed to pay $4 million to settle US Securities and Exchange Commission allegations that it failed to investigate suspicious activity in a timely manner, including two cases where it waited more than two years to file reports.

Silver Point Capital plans to fight a US Securities and Exchange Commission lawsuit claiming the hedge fund firm failed to enact policies to bar a consultant from sharing confidential information about bonds issued by Puerto Rico.

(Bloomberg) -- Silver Point Capital plans to fight a US Securities and Exchange Commission lawsuit claiming the hedge fund firm failed to enact

(Bloomberg) -- The Federal Deposit Insurance Corp. suspended bonuses for about two dozen executives under investigation for misconduct.

(Bloomberg) -- The Federal Deposit Insurance Corp. suspended bonuses for about two dozen executives under investigation for misconduct.