Bruce Kelly

“With this rapid pace of change, there is always the potential for attrition and elimination of duplicative roles as natural outcomes," said Dimple Shah, executive vice president.

“Recruiting is more intense than ever, " one headhunter says.

"Beating up on a broker who is not represented by an attorney is akin to taking candy from a baby,” says one attorney.

LPL's new CEO Rich Steinmeier squeezed into an Elvis outfit on Friday to celebrate Halloween.

“YieldStreet raised money and some of the ships disappeared,” one attorney says.

The price tag for the 40 to 50 financial advisors is up to $35 million.

“That does not seem like a winning brand positioning to me,” one executive said.

“They have the skills to run huge companies, so why not focus on a start up?" one senior executive said.

The results of Tuesday’s election create tailwinds for the wealth management industry.

George Tamer, recently named as the "channel enablement leader" at Wells Fargo, worked at TD Ameritrade for 20 years until 2021.