Karmen Alexander

A federal judge in Las Vegas denied Morgan Stanley’s request for a temporary restraining order and injunction against a multi-million-dollar producer who joined Raymond James & Associates in May.

A 37-year industry veteran in Oklahoma has scored a partial victory in his battle with independent brokerage Kestra Financial over a troubled move from LPL Financial.

Morgan Stanley has notched another win in its battle against dozens of brokers who claim that the firm improperly withheld their deferred compensation when they moved to a competitor.

Marcus Alexander, who joined LPL's Linsco unit from Merrill Lynch on January 8.

Ousted Sanctuary Wealth Chief Executive Jim Dickson has notched his first deal at Elevation Point, a firm he launched in June to take minority stakes in registered investment advisors.

Jane Fraser, chief executive officer of Citigroup Global Markets Inc.

RBC Wealth Management on Thursday landed a team that managed $1.2 billion in client assets at J.P. Morgan Advisors in New York City, according to an announcement.

(L to R) TJ Asefa-Brown, Peter Venetos and James Venetos, who moved to Rockefeller from J.P. Morgan in New York City.

(L to R) Mark Cavalier, Jonathan Smith and Gregory Weiss, who joined Ashton Thomas from Wells Fargo on January 16.

Jonathan Kropf, who had overseen broker recruiting at IEQ Capital and First Republic, joined Evercore Wealth Management.